Bob Maki is currently a Sr. Supervisory Principal at LPL Financial, leveraging extensive experience in compliance, risk management, and financial services. They have over 15 years of experience encompassing roles such as Lead Business Acceptance Consultant at MassMutual Financial Group and Broker Dealer Principal at MetLife. Bob holds FINRA registrations for Series 7, 24, 51, and 66, and possesses a strong knowledge of various investment products and compliance regulations. Known for their self-motivation and detail-oriented approach, Bob excels in leadership, organizational skills, and effective communication within fast-paced environments.
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