Jetaun Oseni

Chief Compliance Officer at Matrix Executions

Jetaun Oseni has worked in the compliance and operations field since 2004. In 2017, they joined VOLANT TRADING as a Compliance Officer: Volant Execution & Volant Liquidity, where they were responsible for ensuring the firm's compliance with applicable laws and regulatory requirements. In addition, they analyzed and drafted responses to regulatory exams and inquiries, reviewed new rules to determine the impact on the firm's business units, and analyzed firm activity for potential regulatory violations. In 2004, Jetaun joined Compass Professional Services LLC/ Equitec Group as an Operations Manager. In this role, they monitored daily order activity and back-office operations, ensuring effectiveness of procedures for handling orders and adherence to regulatory requirements. Jetaun also managed a 10-person team, exercising all cashiering, transactional and balancing functions; corrected discrepancies and performed multi-million dollar daily settlements. In 2022, Jetaun joined Matrix Executions as a Compliance Officer and Chief Compliance Officer.

Jetaun Oseni has a comprehensive educational background. Jetaun is currently a JD Candidate at the Chicago-Kent College of Law, Illinois Institute of Technology, a program they began in 2020 and is expected to complete in 2023. In 2017 and 2018, they obtained a Certification in Financial Markets Compliance from the same institution. In 2012, they earned a Master of Business Administration - MBA in Management from Robert Morris University - Illinois. Jetaun also holds a Bachelor of Business Administration - BBA and an Associate of Arts and Sciences - AAS in Legal Assistant/Paralegal from Robert Morris University - Illinois. In addition to their formal education, Jetaun Oseni has obtained several certifications, including a Certified Anti-Money Laundering Specialist (CAMLS) from ACAMS in October 2019, a Financial Markets Compliance Certification from Chicago-Kent College of Law, Illinois Institute of Technology in September 2017, a Qualified Trading Permit Holder from Cboe Global Markets, a Series 24 General Securities Principal from FINRA (Financial Industry Regulatory Authority), a Series 3 National Commodities Futures from FINRA (Financial Industry Regulatory Authority), a Series 4 Registered Options Principal from FINRA (Financial Industry Regulatory Authority), a Series 63 Uniform Securities Agent State Law from FINRA (Financial Industry Regulatory Authority), and a Series 7 General Securities Representative from FINRA (Financial Industry Regulatory Authority).

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