Gregory P. Ziegler has a diverse work experience in various roles related to compliance, law, and finance. Gregory P. currently holds the position of Vice President and Senior Counsel at MIAX Exchange Group since 2016. Prior to this, they served as the Chief Compliance Officer at VOLANT TRADING from 2014 to 2016, where they developed and implemented the firm's compliance program and interacted with regulators. From 2013 to 2014, they worked as a Regulatory Analyst at MIAX Exchange Group. Before that, they were a Regulatory Analyst at FINRA from 2011 to 2013, where they performed market surveillance and investigated potential rule violations. In 2010, they worked as a Consultant at International Securities Exchange and a Law Clerk at Lyons & Associates, P.C. From 2009 to 2011, they were an Assistant to the General Counsel at Ledgestone Associates, and a Clerk at the Superior Court of New Jersey. Gregory P. also has extensive experience in the field of system testing, serving as the Director of the System Test Group at International Securities Exchange from 1999 to 2008. Gregory P. started their career as a Consultant at Prudential Financial from 1997 to 1999.
Gregory P. Ziegler holds a Juris Doctor degree from Rutgers Law School. Gregory P. also has a Master of Business Administration (MBA) degree in Finance and Investments from the Zicklin School of Business. Prior to that, they obtained a Bachelor of Arts (BA) in English from Seton Hall University.
In addition to their educational qualifications, Gregory P. Ziegler has also obtained certifications in the financial industry. Gregory P. holds a Series 24 certification from the Financial Industry Regulatory Authority (FINRA) and a Series 7 certification, also from FINRA. The specific months and years when these certifications were obtained are not provided.
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