Joanna Hawthorne

Chief Compliance Officer at Millennium Advisors, LLC

Joanna Hawthorne has a diverse work experience in various companies. Joanna started their career in 2007 at the International Securities Exchange, where they worked as a Surveillance Analyst and later in Human Resources. In 2011, they joined Och-Ziff Capital Management as a Compliance Associate, and then progressed to the role of Senior Compliance Associate. In 2015, they joined MetLife as a Senior Compliance Analyst. Currently, since 2016, Joanna holds the position of Director, Human Capital Management at Millennium Advisors, LLC. Prior to that, they served as Recruiting Director & Compliance Associate at the same company.

Joanna Hawthorne completed their Bachelor of Arts degree in Economics from New York University from 2006 to 2009. Prior to that, they attended Syracuse University in 2005-2006, but the details of their degree and field of study are not provided. In terms of additional certifications, Joanna obtained the SHRM - Senior Certified Professional (SHRM-SCP) certification from SHRM in July 2020. Joanna also obtained certifications including Series 24, Series 63, and Series 7 from the Financial Industry Regulatory Authority (FINRA), although the specific dates of obtaining these certifications are not provided.

Location

Charlotte, United States

Links

Previous companies


Org chart

No direct reports

Teams


Offices


Millennium Advisors, LLC

Millennium Advisors, LLC is a technology-driven broker dealer specializing in fixed income securities. We are one of the leaders in trading corporate bonds on all major electronic trading platforms. Our clients include institutional investors, banks, RIAs, insurance companies and other dealers. At Millennium, we have an efficient and experienced team focused on the highest performance standards. Our team is located in Charlotte, NC.


Employees

51-200

Links