Jonathan Hicks

Chief Compliance Officer at Narwhal Capital Management

Jonathan Hicks has worked at Narwhal Capital Management since 2017. Jonathan started as an intern in December 2017 and continued in this role until August 2018. In May 2019, they became an Associate Portfolio Analyst at the company until December 2019. In January 2020, they transitioned to the role of Assistant Compliance Officer, where they worked until December 2020. Currently, Jonathan holds the position of Chief Compliance Officer at Narwhal Capital Management, a role they started in January 2021.

Jonathan Hicks attended Kennesaw State University from 2015 to 2019, where they studied Finance. Jonathan did not specify a degree name during this period. Prior to attending the university, Jonathan Hicks went to Mount Paran Christian School, but no further details about their field of study or degree were provided. Additionally, Jonathan Hicks obtained a Certificate of Achievement in the Investment Adviser Core Compliance Program from NRS - National Regulatory Services in July 2021.

Links

Timeline

  • Chief Compliance Officer

    January, 2021 - present

  • Assistant Compliance Officer

    January, 2020

  • Associate Portfolio Analyst

    May, 2019

  • Intern

    December, 2017