Scott Polter Msm

Scott Polter, MSM has a diverse background in the financial industry. Scott currently serves as the Director of Investment Compliance and Trading at National Philanthropic Trust, where they oversee the investment compliance strategy and ensures that fund holdings and investment activities align with the organization's policies. Prior to this role, they were the Director of Operations and Client Success at RobustWealth, where they partnered with investment advisors to help them grow their business and provided exceptional operational support. Scott also has experience as the Chief Operating Officer and Chief Compliance Officer at McQueen, Ball & Associates, where they managed the firm's operations and regulatory compliance efforts. Scott's earlier experience includes serving as the Director of Operations at Hornor, Townsend & Kent, where they oversaw broker-dealer and registered investment advisor operations. Throughout their career, Scott has demonstrated strong leadership skills and a focus on delivering exceptional client experiences.

Scott Polter, MSM, holds a Bachelor of Business Administration (BBA) degree in Finance from the Fox School of Business at Temple University. Scott also possesses a Master of Science in Management (MSM) with a focus on Organizational Leadership from The American College of Financial Services. In addition to their academic achievements, Scott Polter has obtained several certifications in the financial industry, including the Series 24 - General Securities Principal Examination, Series 53 - Municipal Securities Principal Examination, Series 63 - Uniform Securities Agent State Law Examination, and Series 7 - General Securities Representative Examination, all of which expired in 2014.