KD

Kenneth Donnelly

Investment Advisory Compliance Manager at National Planning Corporation (NPC)

Kenneth Donnelly is an experienced compliance and operations professional with a robust background in the financial services industry. Currently serving as an Advisory Compliance professional at PlanMember Securities Corporation since May 2018, and as the Investment Advisory Compliance Manager at National Planning Corporation since August 2014, Kenneth coordinates responses to legal, audit, and regulatory requests, acting as a subject matter expert in Advisory Compliance. Previous roles include Complex Service Manager at Morgan Stanley Wealth Management, Recruitment Specialist and Operations Director at Wells Fargo Advisors, Branch Operations Manager at Citigroup Global Markets, President and Chief Compliance Officer at FFR Advisory, LLC & FFR Insurance Services Inc., Buy Side Equity Analyst at Palley-Needelman Asset Management, and Manager of the Retail Equity & Fixed Income Trading Division at Washington Mutual Financial Services. Kenneth holds an MBA in Finance from Pepperdine Graziadio Business School and two bachelor's degrees in Economics and Business Administration from Tulane University.

Location

Westminster, United States

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National Planning Corporation (NPC)

On August 15, 2017, NPH announced the sale of the business of its independent broker-dealer network to LPL Financial LLC (LPL). For more information, view this press release: https://www.investfinancial.com/shared/documents/nph_lpl_release.pdf


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51-200

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