NBC Securities, Inc.
Mark Hennings has extensive experience in the financial industry, with their most recent role as Senior Vice President at NBC Securities, Inc. starting in 2015. Prior to that, they served as Branch Manager and Financial Advisor at JHS Capital Advisors, LLC from 2012 to 2015. From 2006 to 2012, Mark held the position of Vice President - Financial Advisor at RBC Wealth Management. Mark also spent a significant portion of their career at Piper Jaffray, where they held various roles including Vice President - Investments from 1985 to 2006.
Mark Hennings obtained a Bachelor of Arts degree in Financial Economics and Political Science with a minor in Philosophy from Gustavus Adolphus College, where they studied from 1981 to 1985. In addition, Mark Hennings has obtained certifications including Insurance Agent (Accident, Health, Life, Variable Life & Variable Annuities) from the Minnesota Department of Commerce, and SIE, Series 63, Series 65, and Series 7 certifications from FINRA. The specific month and year of when these certifications were obtained are not provided.
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NBC Securities, Inc.
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NBC Securities is a full-service broker-dealer and registered investment advisor catering to individuals and companies across the United States. They provide private wealth services and asset management strategies from financial consultants who average over 25 years of industry experience, in addition to technology-driven custodial solutions that streamline and optimize operations for advisors nationwide. Independent and employee-owned, NBC Securities is committed to building lasting relationships and legacies. The firm achieves this through the combined power of our network of advisors, sophisticated suite of business services, and in-house portfolio products and research that spans equities, fixed income, mutual funds, SMA’s, annuities, and life insurance. NBC Securities also specializes in providing financial services to independent brokers, independent investment advisors and financial service programs for community banks. With private ownership, NBC Securities advisors enjoy a boutique experience while also leveraging the financial strength and security of RBC Clearing and Custody, a division of RBC Capital Markets, LLC and one of the largest clearing and custody firms in the nation, enabling the firm to provide the highest level of service to its clients. NBC Securities manages or advises approximately $5 billion in assets with an operating footprint that spans the US with corporate headquarters is located in Birmingham, Alabama and offices in Alabama, Florida, Iowa, Maryland, Minnesota, Missouri, New Jersey, New York, Ohio, Tennessee, and Texas.