NBC Securities, Inc.
Scott Wilkins has a strong background in compliance officer roles within the financial sector. Scott worked as a Chief Compliance Officer at NBC Securities, Inc., beginning in June 2004. Prior to that, they served as a Regional Compliance Officer at Genworth Financial from January 2003 to June 2004. Before that, they held the position of Compliance Officer at Amsouth Investment Services from January 1999 to January 2003.
Scott Wilkins completed their Bachelor of Science (BS) degree in Biology/Biological Sciences, General from the University of Alabama at Birmingham. Scott attended the university from 1991 to 1995.
NBC Securities, Inc.
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NBC Securities is a full-service broker-dealer and registered investment advisor catering to individuals and companies across the United States. They provide private wealth services and asset management strategies from financial consultants who average over 25 years of industry experience, in addition to technology-driven custodial solutions that streamline and optimize operations for advisors nationwide. Independent and employee-owned, NBC Securities is committed to building lasting relationships and legacies. The firm achieves this through the combined power of our network of advisors, sophisticated suite of business services, and in-house portfolio products and research that spans equities, fixed income, mutual funds, SMA’s, annuities, and life insurance. NBC Securities also specializes in providing financial services to independent brokers, independent investment advisors and financial service programs for community banks. With private ownership, NBC Securities advisors enjoy a boutique experience while also leveraging the financial strength and security of RBC Clearing and Custody, a division of RBC Capital Markets, LLC and one of the largest clearing and custody firms in the nation, enabling the firm to provide the highest level of service to its clients. NBC Securities manages or advises approximately $5 billion in assets with an operating footprint that spans the US with corporate headquarters is located in Birmingham, Alabama and offices in Alabama, Florida, Iowa, Maryland, Minnesota, Missouri, New Jersey, New York, Ohio, Tennessee, and Texas.