CM

Cci Mike Rogers Mba

Global Head Of Compliance at Netcoins

Mike Rogers MBA, CCI has a diverse work experience in the financial and compliance sectors. Mike is currently the Global Head of Compliance at Netcoins Inc., responsible for implementing and managing the global compliance program. Prior to this role, Mike served as the Chief Compliance Officer at Netcoins (USA) Inc. and held various compliance positions within the company. Additionally, Mike has served as the Chairman of the Board of Directors at Ternion Financial Services Inc. and as the Chief Compliance Officer at Welch Capital Partners Corporate Finance Inc. Mike has also worked as a Manager of Portfolio Management at Canada ICI Capital Corporation and as an Operations Manager at Raintree Wealth Management Inc. Mike's earlier experience includes roles as the Managing Director at Vesticor Capital Group Holdings Ltd., President at Vesticor Industries Inc., Compliance Manager (Eastern Canada) at Walton Capital Management Inc., Compliance Auditor at Professional Investment Services, and Registration Officer at Alberta Securities Commission.

Mike Rogers MBA, CCI has a diverse education history. In 2008, they began pursuing their Master of Business Administration (MBA) at the University of Liverpool, and successfully completed the program in July 2011.

In 2020, Mike Rogers furthered their education with two courses at the IFSE Institute. Mike completed the Officers, Partners, and Directors Course (OPD) as well as the Exempt Markets Proficiency Course (EMP).

Continuing their professional development, Mike Rogers obtained additional certifications alongside their education. In February 2022, they became a Certified Cryptocurrency Investigator (CCI) through the Blockchain Intelligence Group. Later, in June 2022, they successfully passed the Chief Compliance Officers Qualifying Examination (CCO) administered by the Canadian Securities Institute.

Links

Timeline

  • Global Head Of Compliance

    October, 2022 - present

  • Chief Compliance Officer

    June, 2022

  • Compliance

    January, 2022