Mark Lauerman is an experienced compliance professional currently serving as a Compliance Officer at Neuberger Berman since March 2023. Prior to this role, Mark held a Senior Analyst position in Investment Compliance at T. Rowe Price, where responsibilities included ensuring regulatory compliance for investment portfolios and maintaining an extensive investment rule library. Mark's background also includes significant roles at Legal & General Investment Management America as a Senior Risk and Trade Compliance Analyst, where Mark conducted compliance checks and collaborated on risk presentations, and at the National Futures Association as a Compliance Examiner II, overseeing audits and identifying regulatory violations. Earlier experience includes financial analysis internships and participation in a student-managed investment fund. Mark holds a Bachelor of Arts in Finance from Michigan State University.
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