Linda Howard

Chief Compliance Officer - Nylife Distributors LLC at New York Life Investments

Linda Howard has an extensive work experience in the field of compliance. Linda started their career in 1994 as a Compliance Officer/Associate Manager at Prudential Financial, where they worked until 2000. After that, they joined Paine Webber as a Senior Compliance Analyst for a brief period of time. In 2000, they moved to New York Life Investments, where they held various roles, including Director/Corporate Vice President of Compliance and Chief Compliance Officer for NYLIFE Distributors LLC. In 2015, Linda became the Chief Compliance Officer at New York Life Trust Company.

Linda Howard obtained a Bachelor of Science (B.S.) degree in Marketing and Business Administration from Rutgers, The State University of New Jersey-Newark in 1995. In terms of additional certifications, they completed the Officers', Partners', and Directors' course from the IFSE Institute in November 2019, the Exempt Market Proficiency Course (EMP) from the IFSE Institute in August 2019, the Series 7 certification from FINRA in August 2001, the FINRA 26 certification in September 1997, and the Series 6 certification from FINRA in February 1997.

Location

Seaside Park, United States

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New York Life Investments

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New York Life Investments provides a broad range of investment products and solutions. They manage assets under management for clients. They offer solutions across asset classes. They offer clients access to investment teams. They provide services like mutual funds, thought leadership, client relationships, investment management, fixed income,longevity, equities, index solutions, ETFs, and infrastructure.


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501-1,000

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