The Risk and Compliance Team at Nucleus Financial is responsible for identifying, assessing, and mitigating risks associated with the company's wrap platform services. This team ensures adherence to regulatory standards and internal policies, safeguarding the firm against potential compliance and financial crime issues. Through diligent monitoring, analysis, and collaboration, they work to maintain a robust risk management framework while supporting the company's commitment to delivering secure and efficient financial advisory services.
Andrew Weller
Financial Crime Director & MLR...
Bev Broughton
Conduct Assurance Specialist
Donna-Louise Ritson
Head Of Risk
Hugh Male
Head Of Compliance
Humphrey Willetts
Compliance Manager
Jeremy Lee
Compliance Manager
Jess Dowding
Operations Risk Manager
Katie Parker
CASS Team Manager
Michael Morley
Operational Risk Senior Analys...
Sarah Smith
Risk Insight Analyst