Compliance and Risk Management

The Compliance and Risk Management team at NZX is responsible for ensuring adherence to regulatory standards and overseeing risk assessment processes across the company's diverse market segments. This team works collaboratively to develop and implement compliance frameworks, manage regulatory relationships, and identify potential risks to safeguard the integrity of the securities and funds management operations. Their collective expertise ensures that NZX maintains a robust governance structure while fostering a culture of compliance and risk awareness throughout the organization.