The Leadership Team at Purshe Kaplan Sterling Investments (PKS) plays a crucial role in steering the firm towards strategic growth and operational excellence. Comprising key executives, including the President, CEO, and various Vice Presidents, this team drives business development, compliance, financial strategy, and transitions, ensuring that PKS maintains its commitment to providing a diverse range of investment choices for its Registered Representatives and clients. Their collaborative efforts focus on enhancing operational efficiency, fostering relationships, and continually improving the firm's offerings in the competitive financial services landscape.
Daniel O’neill
Sr. VP – Director Of Transitio...
Frank K. Dyer
Senior Vice President Of Wealt...
J. Peter Purcell
Chief Executive Officer
Jason Day
VP - Director Of Institutional...
Jason W. Day
Sr. VP – Director Of Business ...
Katherine Flouton
President
Katherine M. Flouton
President
Peter Kvam
Chief Compliance Officer
Tracey Bohley
Chief Financial Officer
Tracey Bohley
Chief Financial Officer
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