Heather Anderson has extensive experience in operations and supervision within the financial services industry. Currently serving as Vice President of Operations & Supervision at Paulson Investment Company, LLC since January 2020, Anderson holds multiple FINRA licenses including Series 7, 24, 27, 63, and 99. Previously, Anderson was Vice President and Principal Operations Officer at Umpqua Investments, Inc. until its acquisition in December 2019, where oversight of operations staff and compliance procedures was a key responsibility. Earlier roles include Senior Vice President/FINOP at JW Millegan Inc., and positions at D.A. Davidson Companies and PlanMember Securities Corporation, focusing on transaction execution, suitability reviews, and operational management to ensure regulatory adherence.
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