Cathleen C. Mack

Chief Compliance Officer at PJ SOLOMON

Cathleen C. Mack is Chief Compliance Officer. She joined PJ SOLOMON in 2019.

Ms. Mack joined from UBS Securities LLC, where she served as Executive Director in business risk management for 15 years. She focused on conflict clearance, anti-money laundering / client onboarding, and business and operational risk. Prior to UBS, Ms. Mack spent more than five years in various roles at Merrill Lynch.

Ms. Mack holds a BS in physics from Seton Hall University.


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PJ SOLOMON

Founded in 1989, PJ SOLOMON is a leading financial advisory firm with a legacy as one of the first independent investment banks. They advise clients on mergers, acquisitions, divestitures, restructurings, recapitalizations, capital markets solutions and activism defense across a range of industries.


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51-200

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