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Stacey Carter

Senior Compliance Associate at Polen Capital

Stacey Carter is a Senior Compliance Associate at Polen Capital. Prior to their current position, they were a Compliance Specialist at Natixis Investment Managers from November 2018 to May 2021. In this role, they collaborated with internal clients and provided guidance on the development of marketing materials, conducted due diligence of external sales reps, and participated in the creation of a comprehensive compliance program. Additionally, Stacey was the Chair/Member of Multicultural and Diversity Engagement Group (MADE) from December 2016 to May 2021 and the National Sales Coordinator from July 2013 to October 2018.

Stacey Carter reports to Brian Goldberg, General Counsel & Chief Compliance Officer. Stacey Carter works with Raven Earnest - Legal & Compliance Associate, Brooke Schuessler - Compliance Officer, and Rose Maravelias - Compliance Manager.

Timeline

  • Senior Compliance Associate

    Current role

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