Katherine Switzer

Compliance Liaison at Private Advisor Group

Katherine joined Private Advisor Group in 2020 as a compliance liaison. In her role, Katherine is responsible for helping advisors adhere to compliance regulations in addition to assisting with various audit processes.

Org chart

Manager

Jim Hooks

Managing Director & Chief Compliance Officer

Peers

Raphiella Adamson

Compliance Director

Bob Vogt

Compliance Associate

Annie Sullivan

LPL Registered Principal, Compliance Specialist

Timeline

Compliance Liaison
Current role

View in org chart