Steve Youhn

Steve joined ProEquities in 2016 with more than twenty years of industry experience. Before ProEquities, he worked with The Vanguard Group where he was responsible for the broker/dealers’ compliance program. Steve also served as CCO for Lincoln Financial Network’s broker/dealer (Lincoln Financial Advisors Corporation and Lincoln Financial Securities Corporation) and M Financial Group’s broker/dealer unit, M Holdings Securities. Before transitioning to compliance, Steve served as Senior Counsel in the legal departments of the Chicago Board Options Exchange and United States Securities and Exchange Commission.

At ProEquities, Steve serves as the CCO and Chief Risk Officer and is responsible for overseeing ProEquities’ broker/dealer and RIA compliance programs.

Steve has a JD from Stetson University College of Law, a MBA from The University of Florida, a Bachelor of Science from the University of South Florida and holds Series 7, 24, and 63 licenses.