Kim Nassar

Kim Nassar has over 20 years of experience in various compliance and regulatory roles within the financial services industry. Kim is currently the Chief Compliance Officer at QLS Advisors. Prior to this, they worked at ACA Group as a Senior Principal Consultant, providing regulatory consulting guidance to financial services clients. At Affiliated Managers Group, they served as a Director of Compliance and Compliance Manager, advising investment firms on their compliance programs. Kim also worked at Fidelity Investments as the Manager of the Ethics Office, where they directed a team responsible for providing compliance guidance to employees. Earlier in their career, they held roles at Wellington Management, Bank of America, and Deutsche Bank, where they gained experience in areas such as code of ethics oversight, SEC compliance, and technology initiatives. Kim has demonstrated expertise in conducting mock regulatory examinations, managing complex client relationships, and leading staff training.

Kim Nassar has a Master of Science (MS) degree in Training and Development from Lesley University, which was completed in 2007. Prior to that, Kim obtained a Bachelor of Arts (BA) degree in Economics from Simmons University. In terms of additional certifications, Kim has an inactive Series 6 & 63 certification from FINRA.