Risk Management and Compliance

The Risk Management and Compliance team at Quilter PLC is responsible for identifying, assessing, and mitigating risks across the organization to ensure regulatory compliance and safeguard the integrity of its wealth management services. This team develops and implements risk management frameworks, monitors compliance with financial regulations, and conducts thematic reviews to enhance operational resilience. By working collaboratively with various business units, they aim to protect clients and uphold the company’s reputation in the financial sector.