Alvin de Guzman

Alvin de Guzman has a strong and diverse work experience in the financial industry. Alvin is currently the Head of Operations at R. Seelaus & Co., Inc. In their previous position at MarketAxess, they served as the Middle Office and Settlements Manager for five years. Prior to that, they worked at Baird as the VP Operations, where they played a key role in the migration and support of a major transition. Before Baird, they held the position of Director - Head of Operations at Gleacher and Company Securities, Inc. There, they managed a team and oversaw various operational responsibilities for multiple financial products. Alvin began their career at BNY Capital Markets, Inc as the VP - Head of Fixed Income Operations, where they were responsible for managing a team and collaborated with the Controller on compensation and record management. Alvin also gained experience at Mendham Capital Group as an AVP - Operations Associate, where they handled trade confirmations, processing, and settlements.

Alvin de Guzman obtained a Bachelor's Degree in Accounting from Rutgers University - Newark from 1991 to 1994. Additionally, they have obtained certifications in Series 7, 27, 53, and 63 from the Financial Industry Regulatory Authority (FINRA). The specific months and years of when they obtained these certifications are not provided.