Charles Mossman Dippfs

Charles Mossman DipPFS has been a Compliance Officer in Financial Planning at Rathbones Group Plc since September 2015, where responsibilities include conducting technical compliance reviews, investigating client complaints, and overseeing remedial actions. Previously, Charles served as a Compliance Monitoring Officer and Trainee Compliance Monitoring Officer within the same firm, contributing to the annual Compliance Monitoring Plan for Rathbone Financial Planning. Additionally, during the period of January 2017 to June 2018, Charles worked as an Apprentice Ambassador for the Liverpool City Region Local Enterprise Partnership, promoting apprenticeships and mentoring employers. Educational background includes attendance at Cardinal Heenan Catholic High School and Cardinal Heenan Sixth Form.