Raymond James Financial
Nory C Napan possesses extensive experience in Anti-Money Laundering (AML) investigations, currently serving in the AML Financial Investigation Unit at Raymond James Financial since July 2019. Prior roles at Citi included VP Senior Manager of AML Operations, where responsibilities involved leading a team in investigating alerts related to sanctions and high-risk escalations, and AVP Operations Support Manager, overseeing AML remediation processes and managing a team of bilingual analysts. Nory's expertise spans AML regulatory requirements, operational processes, and analytical performance optimization, with previous roles also including Senior AML Compliance Analyst and AML Compliance Analyst, focusing on case investigations and compliance documentation. Nory holds a Bachelor's degree in Law and Political Science from Universidad de Lima.
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Raymond James Financial
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Under intermittent supervision, uses knowledge and skills obtained through education, experience, specialized training and/or certification in securities and/or banking industry to ensure compliance with all securities and/or banking rules and regulations. Coordinates compliance functions, guides compliance efforts, and acts as a liaison between functional areas. Assists with large projects with significant scope and impact. Works independently on difficult assignments that are broad in nature and require originality and ingenuity with appreciable latitude for unreviewed actions or decisions. Provides comprehensive solutions to complex problems. Develops recommendations for departmental and business processes and procedures to improve internal controls and mitigation strategies. Maintains extensive contact with internal customers to identify, research, analyze and resolve complex issues.