The Compliance and Risk Management team at Raymond James Financial is responsible for ensuring adherence to securities and banking regulations through comprehensive oversight and guidance. They coordinate compliance initiatives, manage risk assessment processes, and collaborate with various departments to address complex issues. The team develops and implements strategies to enhance internal controls, mitigate risks, and support large-scale projects, all while maintaining strong communication with internal stakeholders.
Daniel Shapiro
Enterprise Risk Management Int...
Janeese Norrix
Analyst, Operations Risk Manag...
Jermaine Webster
Regulatory Operations Analyst
Kophi Niamien
Director, Enterprise Risk Mana...
Leslie Ambs
Vice President, Aml/fcm Qualit...
Nory C Napan
AML Financial Investigation Un...
Tara Sutton
Compliance Senior Manager
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