Brock Miller

Brock Miller, CPA/CFE/CAMS, has held various leadership roles at Raymond James since September 2015, including SVP, Deputy Chief BSA/AML Officer, and Senior Vice President, US AML/FCM Program Lead. Responsibilities encompass leading the Global KYC program and managing the Global Higher Risk Securities Program, focusing on the oversight of higher risk securities activities. Additionally, Brock Miller has developed the firm's enterprise fraud management program, addressing fraud-related investigations. Prior experience includes serving as a Senior Consultant in Financial Services Risk Management and as a Tax Professional at Ernst & Young. Brock Miller holds a Bachelor of Business Administration (B.B.A.) in Accounting from the University of Cincinnati.