Rumana Mallick

Rumana Mallick is an experienced professional in compliance and regulatory roles, currently serving as the Director and Head of Cash Management & Treasury Services Compliance at RBC Capital Markets since March 2023. Previously, Rumana held several key positions at Wells Fargo, including Senior Director of Commercial Banking Regulatory Compliance and Director of Investment Solutions Compliance at Wells Fargo Securities, LLC. Additional experience includes roles at Barclays Investment Bank as Vice President of Bank Regulatory Compliance, and as an Associate at Goldman Sachs. Rumana's foundational career includes positions as a Relationship Manager and Senior Business Analyst at Morgan Stanley Smith Barney, as well as founding and managing SBR Records Inc. and performing as a lead singer in a band. Educational achievements include a Master’s degree in Management & Systems from New York University and a Bachelor’s degree in Management Information Systems from the New Jersey Institute of Technology.