Tom Roth

Tom Roth currently serves as the Head of Capital Markets Risk and Control Operations at RBC Capital Markets, a position held since April 2018. Prior to this role, Tom worked as an Independent Financial Consultant for Continental Advisors LLC and as a Senior Consultant with Broadridge Professional Services Group. Tom's career also includes significant experience at Societe Generale Corporate and Investment Banking as a Managing Director and at Societe Generale as a Director, where responsibilities included oversight of global treasury management and cash management operations. Tom holds an MBA from Pace University - Lubin School of Business and a Bachelor's degree in Accounting and Business/Management from Saint Peter's University.