Andy Small

Andy Small is an experienced legal and compliance professional with a strong background in the financial services industry. Currently serving as Senior Vice President and Chief Compliance Officer at RBC Wealth Management since March 2017, Small has previously held senior roles including General Counsel and Chief Compliance Officer at Craig-Hallum Capital Group and Chief Legal and Risk Officer at Scottrade. Additionally, Small has significant experience from positions at A.G. Edwards, FINRA, the Chicago Board Options Exchange, and the U.S. Navy Judge Advocate General's Corps. Andy Small earned a Juris Doctor degree from DePaul University College of Law and a Bachelor of Arts from Michigan State University.