Michael Heiser

Michael Heiser is an experienced compliance and regulatory professional currently serving as the Sr Manager of Compliance Advisory and Head of Product Compliance at RBC Wealth Management since May 2023. Responsibilities include providing regulatory and compliance risk oversight for various financial products. Prior to this role, Michael was a Regulatory Risk Manager at RBC Clearing & Custody from February 2012 to May 2023. Additional experience includes positions as a Market Compliance Specialist at Wells Fargo Advisors (August 2010 - January 2012), Complex Risk Officer and other roles at Morgan Stanley (June 2001 - August 2010), Compliance Examiner at the Financial Industry Regulatory Authority (March 2000 - March 2001), Compliance Analyst at LPL Financial (May 1998 - March 2000), and Operations Manager at Merrill Lynch (April 1995 - March 1998). Michael Heiser holds a degree from the University of Minnesota.