Compliance and Regulatory Affairs

The Compliance and Regulatory Affairs team at RBC Wealth Management ensures that the organization adheres to all regulatory requirements and internal policies, fostering a culture of compliance across its operations. This team is responsible for monitoring and advising on regulatory initiatives, managing compliance training, overseeing anti-money laundering (AML) practices, and ensuring consumer protection measures are in place. By proactively managing risks and implementing best practices, the team helps safeguard the firm's reputation and maintain the trust of clients and stakeholders.