Jason Rosenberg has extensive experience in compliance and regulatory roles within the financial services sector. From June 2010 to September 2014, Jason served as Branch Chief at the United States Securities and Exchange Commission, managing complex examinations of investment advisers and funds. Prior to that, Jason held Chief Compliance Officer positions at Rydex Distributors and Fortigent LLC, focusing on compliance program oversight and operational due diligence. Experience also includes roles as Director at ACA Group and Senior Principal Consultant at ACA Compliance Group, along with earlier work as a Staff Accountant at the SEC, where Jason led examinations of broker-dealers and investment advisers. Jason currently serves as Chief Compliance Officer at Realterm. Jason holds a BS in Business Administration and an MBA in Business Management from Frostburg State University.
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