Regal Securities, Inc.
Andrew Haines is a seasoned technology executive with extensive experience in the fintech sector. Currently serving as the Chief Technology Officer at Monark Markets, Andrew focuses on building a B2B exchange for alternative investments. As Co-Founder and CEO of Nitro Trading Systems, Andrew provides enterprise-class trading solutions and advisory services to various financial firms. Additional roles include Fintech Advisor and Global Head of Fintech at Vention, and Chief Technology Officer at Regal Securities, Inc., where Andrew leads technology strategy for trading systems. Andrew's entrepreneurial spirit is evident through co-founding initiatives like FinTech Studios and OptionsPlay, alongside impactful leadership roles at Scivantage and Gain Capital Group, culminating in significant achievements such as a successful IPO. Andrew holds a Master's degree in Information Management from Stevens Institute of Technology and a Bachelor's degree in Business Administration with a concentration in Finance from the University of Delaware.
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Regal Securities, Inc.
In the race to sameness, the financial services industry is attempting to fit advisors and their clients into an increasingly limited set of solutions. Conversely, Regal does not subscribe to a one size fits all approach as each advisor’s business, and their client’s financial needs and circumstances, are unique and deserve the appropriate attention. Regal provides an Open Solution Partnership with our advisors to help them serve their clients without quotas, mandates, or grid compression. We proudly support advisory, brokerage and hybrid business models to help advisors serve clients’ best interest and we offer affiliation for Independent Advisors, Employee Advisors, and full Enterprise Solutions. Regal Securities is an independent Broker/Dealer and wealth management firm entrusted by our clients to help them navigate their financial and family journey. Regal provides brokerage and advisory solutions (through Regal Advisory Services, Inc.) created to strengthen and accelerate our advisors’ business success. Personalization and creative thinking are the foundation for our concierge service & transition team. Regal places the client and their advisor center stage to empower a life of purpose and abundance. Looking for a white glove service model and the family culture? Please contact us to start a conversation that can lead to the next step of your life and business journey of empowerment. Regal provides full service custody functions, state-of-the-art technology and execution capabilities in all major markets for Registered Representatives, Broker-Dealers, Registered Investment Advisor firms and Independent Investment Advisor Representatives through Regal Advisory Services, Inc., a Regal affiliated firm.