Regulatory Compliance Team

The Regulatory Compliance Team at RegEd is responsible for ensuring that the company and its clients adhere to federal, state, and industry-specific regulations. This team conducts thorough compliance assessments, develops regulatory training programs, and collaborates with various departments to mitigate compliance risks. They play a critical role in guiding financial services firms through the complex landscape of compliance, licensing, and risk management to maintain industry integrity and protect client interests.