Regiment Securities is a FINRA-approved broker/dealer, specializing in alternative investments. For clients, we provide capital raising and advisory services. For investors, we provide compelling LP opportunities in segments like Real Estate, FinTech, SaaS and Digital Assets.

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FinTech

Real Estate

Venture Capital

Regiment Securities

Regiment Securities' headquarters in Newton, United States

Steve Burnham

Matt Peoples

Gale Eisner

The Investment Banking Team at Regiment Securities specializes in providing capital raising and advisory services to clients. They focus on structuring and executing complex financial transactions, offering expertise in alternative investments across segments like Real Estate, FinTech, SaaS, and Digital Assets.

Investment Banking Team

The Leadership Team at Regiment Securities spearheads the company's strategic direction and decision-making, ensuring alignment with its mission to provide exceptional capital raising and advisory services. This team oversees operational efficiency, fosters innovation, and drives growth initiatives across alternative investment segments like Real Estate, FinTech, SaaS, and Digital Assets.

Leadership Team

The Registered Representatives team at Regiment Securities is responsible for providing expert advice on alternative investments and executing trades on behalf of clients. They hold various FINRA licenses and are crucial in connecting clients with compelling LP opportunities in segments like Real Estate, FinTech, SaaS, and Digital Assets, ensuring compliance and ethical standards in all transactions.

Registered Representatives

The Directors at Regiment Securities oversee strategic planning, client relationships, and business development within the firm. They are responsible for guiding the team in capital raising efforts, advising clients on investment opportunities, and ensuring regulatory compliance. Additionally, they play a key role in identifying and evaluating compelling investment opportunities for investors.

Directors

This department oversees the development and strategy of products, ensuring they align with business objectives and market needs.

Product Management

This department manages the processes and compliance related to the trading and handling of securities.

Regiment Securities

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Teams

Investment Banking Team

Leadership Team

Registered Representatives

Directors

Product Management

Securities Operations

Offices

Regiment Securities

Org chart

Teams

Investment Banking Team

Leadership Team

Registered Representatives

Directors

Product Management

Securities Operations

Offices

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