Stuart Wall

Stuart Wall has extensive experience in compliance and regulatory roles within the investment and financial services industry. Stuart served as the Chief Compliance Officer at Resolute Investment Managers, taking charge of setting up the limited purpose broker dealer and leading the FINRA New Membership Application process. Prior to that, they worked at American Beacon Advisors for over a decade as a Compliance Program Manager/Senior Compliance Analyst, where they were responsible for certifying regulatory compliance standards and implementing testing programs. Stuart also held various roles at HD Vest Financial Services, Southwest Securities, Inc., NFP, and the Texas State Securities Board.

Stuart Wall holds a Master of Business Administration (M.B.A.) degree from the Texas Christian University - M.J. Neeley School of Business. Prior to that, they obtained a Bachelor of Science (BS) degree in Finance from Louisiana Tech University. In addition to their degrees, Stuart has certifications in Series 7, 24, and 63 from the Financial Industry Regulatory Authority (FINRA).