Resolute Investment Managers
Stuart Wall has extensive experience in compliance and regulatory roles within the investment and financial services industry. Stuart served as the Chief Compliance Officer at Resolute Investment Managers, taking charge of setting up the limited purpose broker dealer and leading the FINRA New Membership Application process. Prior to that, they worked at American Beacon Advisors for over a decade as a Compliance Program Manager/Senior Compliance Analyst, where they were responsible for certifying regulatory compliance standards and implementing testing programs. Stuart also held various roles at HD Vest Financial Services, Southwest Securities, Inc., NFP, and the Texas State Securities Board.
Stuart Wall holds a Master of Business Administration (M.B.A.) degree from the Texas Christian University - M.J. Neeley School of Business. Prior to that, they obtained a Bachelor of Science (BS) degree in Finance from Louisiana Tech University. In addition to their degrees, Stuart has certifications in Series 7, 24, and 63 from the Financial Industry Regulatory Authority (FINRA).
Resolute Investment Managers
Resolute Investment Managers, Inc. is a diversified, multi-affiliate asset management platform that partners with more than 30 best-in-class affiliated and independent investment managers. We offer a unique platform that delivers strategic value through a full suite of distribution, operational and administrative services available to our affiliates and partners. Resolute Investment Managers, through our affiliates, provides investment strategies and services to defined benefit plans, defined contribution plans, state and government municipalities, foundations, endowments, corporations, mutual funds, collective investment trusts, exchange-traded funds and other institutional investors, as well as retail clients. Resolute Investment Managers is a compensated promoter for ARK Invest and is not a current client/investor. Receipt of compensation influences our referral of prospective clients/investors to ARK Invest. We are not providing investment advice or recommending an investment in ARK Invest’s products. Additional information is here -- https://www.resolutemanagers.com/ark-disclosure.html. American Beacon Advisors, Inc.; National Investment Services of America, LLC; Resolute Investment Distributors, Inc.; RSW Investments Holdings, LLC; Shapiro Capital Management LLC; and SSI Investment Management LLC are affiliates of Resolute Investment Managers, Inc.