David Brooks

As the founder and president of Retire SMART, David Brooks Sr. is an Investment Adviser Representative (IAR) who is focused on helping clients work toward their retirement dreams through a well-thought-out strategy for retirement income. David got his start in the industry in 1999 and has worked for several financial services firms. He truly enjoys helping retirees and pre-retirees develop retirement income plans that meet their needs, and his business philosophy is a simple one: Do the right thing for the right reason at the right time.

David has passed the Series 63, 65 and 66 securities exams and holds life and health insurance licenses in Iowa, Nebraska and South Carolina. He has earned the Certified Income Specialist® (CIS®) designation. David practices as a Fiduciary agent, doing the right thing, for the right reason, at the right time. For more information about what it means to be a Fiduciary agent,