Patricia Hatzfeld

Patricia Hatzfeld has extensive work experience in the field of compliance and regulation. Patricia currently serves as the Chief Compliance Officer at Ritholtz Wealth Management since March 2020. Prior to this, they worked as a Securities Compliance Consultant at a company specializing in conduct risk, investment fraud, compliance testing, financial reporting, and targeted analytics for one month in early 2020. Patricia also has a long tenure at FINRA, where they held various roles including Senior Director, Member Supervision from September 2015 to January 2020, Associate District Director, Member Regulation from March 2014 to August 2015, Examination Manager from November 2011 to March 2014, Regulatory Specialist, Office of Risk from December 2010 to November 2011, and Examiner from December 2005 to December 2010.

Patricia Hatzfeld obtained a Bachelor of Science in Accounting from St. Francis College. Patricia went on to pursue a Master's Degree in Economic Crime Management from Utica University, completing their studies in 2009.