Andrew P. Cunningham

Andrew P. Cunningham has a diverse work experience spanning over three decades. Andrew P.'smost recent role was as the Chief Compliance Officer and Head of US Legal at Robeco Institutional Asset Management US, Inc. Prior to that, they held the position of Head of US Legal and Compliance at BlueBay Asset Management from 2015 to 2019, and also served as a Compliance Officer at the same company from 2014 to 2015.

Before joining BlueBay, Cunningham worked at Man Investments, Inc. as a Senior Compliance Officer from 2012 to 2014. In this role, they reviewed and approved marketing materials, ensured compliance with communication rules, and drafted disclosures. Prior to that, they were the Vice President - Compliance Manager at KCG Holdings, Inc. from 2010 to 2012, where they were responsible for compliance support in equity options market making and equity research.

Cunningham also has a notable tenure at Citi, where they held various senior positions. From 2009 to 2010, they served as the Senior Vice President - Syndicate Compliance Manager, overseeing IPO and secondary market offerings. Prior to that, they were the Senior Vice President - Information Barrier Surveillance Group - Compliance Manager from 2007 to 2009, responsible for maintaining information barriers and preventing insider trading. From 2006 to 2007, they worked as the Vice President - Senior Compliance Manager, supporting investment banking and global relationship banking businesses.

Earlier in their career, Cunningham gained experience in the financial sector at Morgan Stanley & Co., Inc., where they served as the Director, Senior Compliance Analyst from 2005 to 2006, and at CITIGROUP Global Markets, where they worked as the Vice President - Senior Compliance Analyst from 2002 to 2005, focusing on futures and options compliance.

Before transitioning to the private sector, Cunningham served as a Trial Attorney at the U.S. Commodity Futures Trading Commission from 1997 to 2002. In this role, they investigated trade practices and made legal recommendations on prosecutions. Andrew P. began their career at the Bronx County District Attorney's Office as an Assistant District Attorney from 1990 to 1996, conducting criminal investigations and trying cases in New York State Courts.

Throughout their career, Cunningham has developed expertise in compliance, legal affairs, and regulatory matters. Andrew P.'sexperience spans multiple firms and sectors within the financial industry, showcasing their versatility and adaptability.

Andrew P. Cunningham obtained a Juris Doctor degree in Law from Syracuse University College of Law. Prior to that, they completed their Bachelor of Arts degree in Economics/Philosophy from Boston College. In addition to their academic achievements, they also hold certifications as a Private Pilot from the Federal Aviation Administration, obtained in October 2015. Andrew P. also has certifications in Series 3, 7, 24, and 63 from the Financial Industry Regulatory Authority (FINRA), although the specific dates of obtaining these certifications are not provided.