Tiana Roman-Borges

Tiana Roman-Borges is a seasoned compliance professional with extensive experience in Anti-Money Laundering (AML) and sanctions compliance, currently serving as the Head of AML and Sanctions Compliance, Senior Vice President at Rockefeller Capital Management since January 2020. Previous roles include Deputy Head and AML Compliance Officer at the same firm, and KYC/QA Officer at BNY Mellon Wealth Management, where Tiana ensured adherence to AML and KYC policies. Tiana has also worked at JPMorgan Chase & Co. as a Compliance Investigator, and held analytical positions at the Community Bank of Bergen County and Citi. Early career experience includes roles as a Teller at Wells Fargo and Citi, as well as an intern at Loop Capital Markets, complemented by a Master of Science in Financial Crime and Compliance Management from Utica University and a Bachelor of Arts in Criminal Justice and Economics from William Paterson University of New Jersey.