Rockefeller Capital Management is a leading independent financial services firm led by President & Chief Executive Officer Gregory J. Fleming, offering global family office, wealth management, asset management and strategic advisory services to ultra-high-net-worth individuals, families, institutions and corporations. 

Finance

Rockefeller Capital Management

Gregory J. Fleming

Chuck Burke

Jason Thompson

Eric Konigsberg

Christopher Kirk

Catherine Murphy

Ashley McCarthy

Christopher Dupuy

Casey C. Clark

John Montgomery

Alex Petrone

James Rajeshvincent

Stephanie Carpon

Charlene Celona

Jenn Tsahalis

Steve Valentino

Jim Ratigan

Michael Gaab

Laura K. Esposito

Eric Heaton

Joseph Martella

Kristen Sario

Ruchir Sharma

Brett Thelander

Grace Yoon

Elizabeth P. Munson

Edmond N. Moriarty, III

Jack Ryan

Janette Caballero Jovic

Brian Riley

Michael R. Armondo

Joseph D. Roberts

James M. Beale

Burt Mills

Brendan Welter

The Legal & Compliance team at Rockefeller Capital Management is responsible for ensuring that the firm adheres to all legal and regulatory requirements. They manage anti-money laundering (AML) and sanctions compliance, provide legal counsel on regulatory matters, and implement policies to mitigate legal risks, thereby safeguarding the firm's operations and reputation.

Legal & Compliance

Leadership Team

Directors Team

Wealth Management & Investment

Legal & Compliance

About

Team members

Other teams at Rockefeller Capital Management

Leadership Team

Directors Team

Wealth Management & Investment