Michael Sanocki

Michael Sanocki has extensive work experience in the financial industry. Michael is currently the Chief Executive Officer of RQD* Clearing, a modern clearing firm that provides advanced clearing, custody, and execution solutions. Prior to this role, they served as the General Counsel of RQD* Clearing.

Before joining RQD* Clearing, Michael held the position of Chief Compliance Officer / General Counsel at VOLANT TRADING, a technology-driven broker-dealer specializing in options, futures, and equities trading. Michael worked at VOLANT TRADING for over five years.

In addition to their role at VOLANT TRADING, Michael also served as a Member of the Business Conduct Committee at ISE Holdings from 2016 to 2018. Michael was responsible for ensuring compliance and ethical conduct within the organization.

Michael's previous experience includes working as an Assistant General Counsel at ISE Holdings (acquired by Nasdaq), where they played a crucial role in legal and regulatory matters. Michael was also an Attorney in OCIE's Office of Chief Counsel at the US Securities and Exchange Commission, where they gained valuable experience in securities law.

Michael began their career as an Associate at Schulte Roth & Zabel LLP, a leading law firm specializing in financial services and investment management. Michael worked at the firm for three years before moving on to other opportunities.

Overall, Michael Sanocki has a diverse background in legal and compliance roles within the financial industry, demonstrating their expertise and commitment to the field.

Michael Sanocki's education history is as follows:

From 2005 to 2009, Michael attended the American University Washington College of Law, where they obtained a Juris Doctor (JD) degree.

In the same period, from 2006 to 2009, they also attended the American University - Kogod School of Business and received a Master of Business Administration (MBA) degree with a specialization in Finance.

Prior to their law and business studies, Michael attended Colgate University from 2000 to 2004. Michael graduated with a Bachelor of Arts (BA) degree, majoring in English and Economics.

In addition to their formal education, Michael has obtained various certifications. In October 2020, they acquired the Series 63 certification from FINRA (Financial Industry Regulatory Authority). In November 2018, they obtained the Series 57 certification, and in September 2017, they obtained the Series 24 certification, all from FINRA. In October 2016, Michael obtained the Series 7 certification from FINRA as well.

Furthermore, Michael holds several bar admissions. Michael is a member of the District of Columbia Bar and possesses the New York Bar admission, both through their respective bar associations. Michael is also an inactive member of the Illinois Bar, which is regulated by the Illinois State Bar Association.

It's important to note that no information is provided regarding the specific month and year of when Michael acquired the bar admissions or the names of the specific law schools associated with these programs. Additionally, Michael has mentioned a Series 14 certification, but no further details regarding this certification are provided.