Yau Dun Lee

Yau Dun Lee, IACCP®, has a strong background in compliance roles within the financial industry. Yau Dun currently holds the position of Chief Compliance Officer at Ruane, Cunniff & Goldfarb, a role they have been in since March 2022. Prior to this, they worked as a Compliance Associate at the same company from March 2021 to March 2022.

Before joining Ruane, Cunniff & Goldfarb, Yau Dun Lee worked as a Compliance Associate at Black Diamond, where they supported and assisted the Chief Compliance Officer in managing the compliance program of a $10 billion registered investment advisory firm. During their time at Black Diamond, they also developed and coordinated compliance training programs, assisted in regulatory filings, and reviewed DDQs. Yau Dun held this position from April 2019 to March 2021.

Yau Dun Lee's previous experience includes working as a Compliance Officer at Paradigm Capital Management, Inc., where they conducted compliance reviews on various documents, assisted in the preparation of RFPs and DDQs, and worked closely with management and compliance consultants to resolve compliance issues. Yau Dun held this role from March 2018 to March 2019.

Prior to that, Yau Dun Lee worked as a Compliance Associate at C.L. King & Associates, where they performed monitoring and testing to ensure regulatory compliance, conducted surveillance of trading activities, and assisted in the implementation and management of the Compliance Department's activities. Yau Dun held this position from July 2015 to March 2018.

Yau Dun Lee, IACCP®, holds a Bachelor's Degree in Actuarial and Mathematical Science from the University at Albany, State University of New York, which was obtained between 2012 and 2014. There is no information available regarding any education beyond that point.