Brian Parker serves as Chief Compliance Officer of SA Stone Wealth Management and joined in 2012 (under Sterne Agee). Prior to his current role, Brian served as Director of Supervision. He built his financial career working in brokerage support and compliance for a large regional firm prior to joining SA Stone. Brian holds a BS Degree in Finance from the University of Alabama.
Current role
General Counsel & Chief Compliance Officer at PlanSource
Chief Financial Officer & Chief Compliance Officer at Prelude Growth Partners
Chief Compliance Officer, First Eagle Alternative Credit, LLC & First Eagle Private Credit Fund at First Eagle Investments
Chief Compliance Officer at Paxful
Chief Compliance Officer at SustVest (Formerly SolarGridX)
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