Chris Golding

Securities Compliance Examiner

Chris Golding is a Securities Compliance Examiner at the U.S. Securities and Exchange Commission since December 2023. Previously, Chris held various positions at Wellington Management from April 2018 to November 2023, including Vice President and Compliance Officer and Regulatory Compliance Analyst, with experience in global assignments and forensics. Prior to that, Chris worked at State Street from January 2014 to March 2018 as a Compliance Analyst in the Financial Intelligence Unit, where responsibilities included designing investigative models, developing policies, conducting investigations, and preparing Suspicious Activity Reports. Early career experience includes a role as a Senior Associate Paralegal, managing regulatory filings and meeting documentation for clients. Chris earned a BA in Political Science from Columbia University and completed high school at Noble and Greenough School.

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