Gary Guttenberg

Gary Guttenberg is an experienced legal professional currently serving as Senior Counsel at the US Securities and Exchange Commission, specializing in compliance inspections for national securities exchanges and broker-dealers since September 2012. Prior to this role, Gary worked as a Senior Counsel in the Division of Corporation Finance and served as a Regulatory Analyst at FINRA from January 2010 to September 2012, investigating trading compliance. Early legal experience includes positions as an Associate at Cohen Tauber Spievack & Wagner LLP, a Summer Associate at Lazard Asset Management, and a Judicial Intern with the Hon. Herbert Kramer. Gary holds a J.D. from Brooklyn Law School, a Semicha in Talmud from Yeshiva University, and a B.A. in Economics from Yeshiva University.