Securities and Exchange Commission
Judith Grivich, CAMS, CTFA, CFIRS, currently serves as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission, where responsibilities include evaluating risks to investors, executing risk-based examination plans, and collaborating with legal staff. Prior to this role, Judith worked as a Compliance Supervisory Analyst at the Federal Reserve Bank of San Francisco, analyzing consumer complaints and ensuring compliance with consumer protection laws. Judith's extensive experience in compliance includes nearly two decades at Bank of the West, where positions ranged from Vice President and Senior Lead Compliance Testing Officer to Trust Officer, with a focus on developing regulatory testing programs and trust compliance initiatives. Judith holds a Master’s Degree in Theatre from the University of South Carolina and a Bachelor's Degree in Theatre, Medieval History, and Classical Studies from Santa Clara University.
This person is not in any teams
This person is not in any offices