Kristine Baker, J.D. has extensive experience in compliance and ethics within the financial sector. Currently serving as a Program Advisor in the Office of Chief Counsel for Compliance and Ethics at the U.S. Securities and Exchange Commission since 2014, Kristine has previously held key compliance roles including Global Head of Compliance Audit at Fitch Ratings from 2011 to 2014, Head of Securities Standards Compliance at New York Life from 2009 to 2011, and Vice President, Compliance Manager at Jennison Associates between 2006 and 2008. Additionally, Kristine served as Vice President of Compliance at Banc of America Investment Services, Inc. from 2003 to 2006. Kristine earned a Juris Doctor degree from Saint Louis University School of Law.
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