Michael Ellis

Michael Ellis is a legal professional with extensive experience in securities and enforcement roles. Currently serving as an Attorney Adviser and holding multiple senior counsel positions within the U.S. Securities and Exchange Commission since October 2015, Michael Ellis has focused on retail strategy and enforcement. Prior experience includes a Senior Associate role at WilmerHale, and leadership positions in the Special Investigations Unit and Financial Intelligence Unit at HSBC. Michael Ellis began a legal career at the Office of the Attorney General of the State of New York and previously worked as a Research Director at the City of New York's Office of the Mayor. Michael Ellis earned a Doctor of Law (J.D.) from Fordham University School of Law, a Certificate in Global Affairs from New York University, and a BA in History from Boston University.